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Exchange Participant of the Stock Exchange of Hong Kong Ltd. Broker No. 0916, SFC CE No. BGH629 0916 , : BGH629AUTHORIZATION FOR SHAREHOLDER MEETING Client Account No (Account).: ():Client Name: :Stock

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How to fill out sfc issues restriction notice

01

Obtain the SFC issues restriction notice form from the Securities and Futures Commission (SFC) website or office.

02

Fill in the necessary details such as name, address, contact information, and the nature of the restriction.

03

Provide supporting documents and evidence for the restriction if required.

04

Submit the completed form and documents to the SFC for review and processing.

05

Await confirmation and notification from the SFC regarding the status of the restriction notice.

Who needs sfc issues restriction notice?

01

Individuals or entities who are subject to restrictions imposed by the Securities and Futures Commission (SFC) in Hong Kong may need to fill out an SFC issues restriction notice.

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What is sfc issues restriction notice?

The SFC Issues Restriction Notice is a formal document issued by the Securities and Futures Commission (SFC) that outlines specific restrictions or issues related to the issuance of securities or other financial instruments.

Who is required to file sfc issues restriction notice?

Entities involved in the issuance of securities that are subject to SFC regulations are required to file the SFC Issues Restriction Notice.

How to fill out sfc issues restriction notice?

To fill out the SFC Issues Restriction Notice, applicants need to complete the designated forms accurately, providing all required information and supporting documentation as specified by the SFC.

What is the purpose of sfc issues restriction notice?

The purpose of the SFC Issues Restriction Notice is to inform relevant parties about restrictions imposed on specific issuances, ensuring compliance with regulatory standards.

What information must be reported on sfc issues restriction notice?

The SFC Issues Restriction Notice must report details such as the issuer's name, nature of the securities, the reasons for the restrictions, and any relevant dates.

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