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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549FORM 8K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest

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How to fill out broker non-votes

01

Contact your broker to ask for information on any upcoming shareholder votes.

02

Review the voting materials provided by your broker, which should include instructions on how to submit your vote for each proposal.

03

Follow the instructions to fill out the voting form or online portal, making sure to indicate how you wish to vote on each proposal.

04

Be sure to also provide instructions on how you want your broker to vote on any proposals for which they have discretion (broker non-votes).

05

Submit your completed voting form or enter your choices online before the deadline to ensure that your vote is counted.

Who needs broker non-votes?

01

Shareholders who hold their shares in a brokerage account and are unable to attend a company's shareholder meeting in person may need broker non-votes.

02

These non-votes allow brokers to vote on behalf of their clients on certain proposals when the client has not provided specific instructions on how to vote.

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What is broker non-votes?

Broker non-votes occur when a broker, who is not given voting instructions from the beneficial owner, abstains from voting on a particular proposal at a shareholders' meeting.

Who is required to file broker non-votes?

Brokers are required to report broker non-votes if they hold shares on behalf of clients and do not receive voting instructions for specific proposals.

How to fill out broker non-votes?

To fill out broker non-votes, brokers must indicate the number of shares for which no voting instructions were received and report them as abstentions on the proxy card or voting form.

What is the purpose of broker non-votes?

The purpose of broker non-votes is to account for shares that could not be voted due to lack of instructions, ensuring that the total number of shares voted accurately reflects the voting decisions of those who provided instructions.

What information must be reported on broker non-votes?

Brokers must report the number of shares that are considered broker non-votes, the specific proposals affected, and any voting results associated with the shares.

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