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MARGIN LIMIT APPLICATION FORMClient NameA/E CodeClient CodeDateApplication for Margin Limit (HKD):Supplement information:Reasons:Confirmed byConfirmed bysignature/Date:signature Date:For Office Use

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How to fill out margin limit application form

01

Obtain the margin limit application form from the designated authority or financial institution.

02

Fill out your personal information such as name, address, contact details, and identification number.

03

Provide details about your financial status, income, and assets.

04

Specify the amount of margin limit you are requesting.

05

Sign and date the form before submitting it along with any required supporting documents.

Who needs margin limit application form?

01

Individuals or businesses who wish to trade on margin or borrow funds from a financial institution.

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What is margin limit application form?

The margin limit application form is a document used by traders and investors to request a specific limit on the margin they are allowed to use for trading securities. It helps brokerage firms assess the risk and compliance of the client's trading activities.

Who is required to file margin limit application form?

Individuals or entities who wish to trade on margin or increase their margin limits are required to file the margin limit application form with their brokerage firm.

How to fill out margin limit application form?

To fill out the margin limit application form, individuals should provide personal and financial information, including income, net worth, investment experience, and the amount of margin they wish to request. It may also require signatures and acknowledgment of margin risks.

What is the purpose of margin limit application form?

The purpose of the margin limit application form is to establish the parameters for margin trading, ensuring that both the broker and client understand the risks involved, while allowing the broker to assess the client's suitability for margin trading.

What information must be reported on margin limit application form?

The margin limit application form must report personal identification, financial information (such as income and assets), trading history, risk tolerance, and the specific margin limit being requested.

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