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Exhibit A International Incentive Program This International Incentive Program Agreement (Agreement) is between the Small Exchange, Inc. (Exchange or Small Exchange), a Delaware corporation with its

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Who needs exhibit a introducing broker?

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Any individual or entity that acts as an introducing broker in financial transactions may need to fill out exhibit A introducing broker.

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What is exhibit a introducing broker?

Exhibit A introducing broker is a document that identifies an introducing broker who is acting on behalf of an investment firm or entity, typically in the context of securities and futures trading.

Who is required to file exhibit a introducing broker?

Introducing brokers that handle customer accounts and facilitate transactions in the securities and futures markets are required to file Exhibit A.

How to fill out exhibit a introducing broker?

To fill out Exhibit A, provide essential information about the introducing broker, including the broker's name, address, contact information, registration details, and the financial institution they are associated with, adhering to guidelines provided by regulatory authorities.

What is the purpose of exhibit a introducing broker?

The purpose of Exhibit A is to ensure transparency and accountability in the trading process, providing regulatory bodies with information about who is facilitating trades on behalf of clients.

What information must be reported on exhibit a introducing broker?

Information that must be reported includes the introducing broker's name, address, contact details, registration numbers, and potentially information regarding the financial transactions they facilitate.

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