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Apple Exempt Solicitation NoticeofExemptSolicitation(VoluntarySubmission) PursuanttoRule14a103 NameoftheRegistrant:AppleInc. Nameofpersonsrelyingonexemption:NiaImpactCapital Addressofpersonsrelyingonexemption:4900ShattuckAve#3648,Oakland,CA94609 WrittenmaterialsaresubmittedpursuanttoRule14a6(g)(1)promulgatedundertheSecuritiesExchangeActof1934.SubmissionisnotrequiredofthisfilerunderthetermsoftheRule,a

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How to fill out notice of exempt solicitation

01

Fill out the name and address of the person submitting the notice.

02

Include the date of submission.

03

Provide a brief description of the exempt solicitation.

04

Disclose any compensation received for the solicitation.

05

Submit the notice to the appropriate regulatory body.

Who needs notice of exempt solicitation?

01

Individuals or entities engaging in exempt solicitations, such as proxy voting advice businesses and institutional investors, may need to fill out a notice of exempt solicitation.

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What is notice of exempt solicitation?

A notice of exempt solicitation is a document filed with regulatory authorities that indicates a solicitation effort is being made but does not require the full registration typically needed for certain activities, as the solicitation meets specific exemptions under applicable laws.

Who is required to file notice of exempt solicitation?

Entities or individuals engaging in exempt solicitation activities that fall under certain exemptions as defined by regulations, such as certain nonprofit organizations, must file a notice of exempt solicitation.

How to fill out notice of exempt solicitation?

To fill out a notice of exempt solicitation, one must provide basic information about the soliciting entity, including its name, address, and purpose of the solicitation, along with any required disclosures specific to the exemption being claimed.

What is the purpose of notice of exempt solicitation?

The purpose of a notice of exempt solicitation is to inform regulatory bodies about the solicitation activities being conducted under the exemption, ensuring transparency while reducing the burden of full registration requirements.

What information must be reported on notice of exempt solicitation?

The notice must typically include the soliciting entity’s name, contact information, a description of the solicitation purpose, and any other relevant details about the solicitation and the claimed exemption.

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