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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primary Business Name: ASCENDANT ASSET ADVISORS, INC.CRD Number: 135135ADV OtherThanAnnual Amendment, Page 1Rev. 02/20057/19/2010 3:52:22
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13 CRR-NY App 3 is a regulatory form used in New York for reporting specific compliance information related to certain operations or financial activities.
Entities or individuals engaging in certain regulated activities under New York law are required to file 13 CRR-NY App 3.
To fill out 13 CRR-NY App 3, you must provide accurate information as required on the form, including identification details, activity descriptions, and any necessary documentation.
The purpose of 13 CRR-NY App 3 is to ensure compliance with regulatory requirements and to provide oversight of regulated activities within New York.
Information that must be reported includes entity details, operational activities, financial data, and other relevant compliance-related information.
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