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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: PACIFIC WEST FINANCIAL CONSULTANTS INCCRD Number: 108728OtherThanAnnual
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The Securities Commission of West Virginia is a regulatory agency that oversees the securities industry in the state, ensuring compliance with state securities laws and protecting investors.
Any entity or individual that issues or sells securities in West Virginia must file with the Securities Commission, including corporations, limited liability companies, and investment advisers.
To fill out the Securities Commission form, obtain the appropriate forms from the West Virginia Secretary of State's website, complete the required information regarding the securities being offered, and submit the forms along with any necessary fees.
The purpose of the Securities Commission is to protect investors from fraud, ensure transparency in the securities market, and enforce compliance with state securities laws.
Issuers must report information including the type of securities offered, business details, financial statements, and risk factors associated with the investment.
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