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NORTHLAND SECURITIES, INC 150 S. 5th STREET, SUITE 3300 MINNEAPOLIS, MN 55402 6128515900 www.northlandsecurities.comFORM ADV PART 2A RESEARCH SERVICES Brochures brochure provides information about
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How to fill out form adv part 2a

01
Start by accessing the SEC's Investment Adviser Public Disclosure website where the form adv part 2a can be found.
02
Complete the General Information section by providing details about the investment adviser's business.
03
Move on to the Advisory Business section and describe the types of advisory services offered by the investment adviser.
04
Fill out the Fees and Compensation section by disclosing how the adviser is compensated for its services.
05
Provide information on the types of clients the adviser services in the Types of Clients section.
06
Complete the Business Practices section by detailing any disciplinary information or conflicts of interest.
07
Review the form for accuracy and completeness before submitting it to the SEC.

Who needs form adv part 2a?

01
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.
02
This form provides important information about the adviser's business practices, fees, and conflicts of interest to clients and prospective clients.
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Form ADV Part 2A is a document used by investment advisers to disclose information about their business, services, fees, and investment strategies to clients.
Investment advisers registered with the Securities and Exchange Commission (SEC) or state regulators are required to file Form ADV Part 2A.
To fill out Form ADV Part 2A, advisers must provide detailed information about their services, fees, methodologies, disciplinary history, and investment strategies, often following the structured format provided in the form.
The purpose of Form ADV Part 2A is to ensure that clients receive key information about an investment adviser in a clear and understandable format, promoting transparency and informed decision-making.
Form ADV Part 2A requires advisers to report information about their business practices, fees, conflicts of interest, disciplinary history, investment strategies, and more.
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