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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549 OMB Number:32350287Estimated average understatement OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box
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Form 4-T is a form used by certain entities to report specific financial information to the regulatory authorities, often related to transactions involving securities.
Typically, forms are required to be filed by corporations, partnerships, and individuals involved in securities transactions, particularly insiders and key employees of publicly traded companies.
To fill out Form 4-T, filers must provide detailed information including their personal identification, the specifics of the transactions, the amounts involved, and other relevant financial data as required by the form.
The purpose of Form 4-T is to ensure transparency in the securities market by requiring the disclosure of important transaction details, which helps regulators monitor insider trading and maintain fair trading practices.
Information reported on Form 4-T includes the names of the parties involved, the nature of the security transactions, transaction dates, amounts of securities involved, and types of transactions (e.g., purchases, sales).
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