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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549 OMB Number:32350287Estimated average understatement OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box

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How to fill out sec form 4

01

Download the Form 4 from the Securities and Exchange Commission (SEC) website.

02

Fill out the required personal information, including name, address, and relationship to the company.

03

Disclose the details of the transaction, including the date of the transaction, the type of security traded, and the price per share.

04

Indicate whether the transaction was a purchase or a sale, and the total number of securities involved.

05

Sign and date the form before submitting it to the SEC and the company's compliance department.

Who needs sec form 4?

01

Individuals who are considered 'insiders' of a public company are required to file SEC Form 4. This includes directors, officers, and any beneficial owners of more than 10% of the company's equity securities.

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What is sec form 4?

SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) to report changes in ownership of a company's securities, typically involving insiders such as officers, directors, and beneficial owners.

Who is required to file sec form 4?

Individuals who are classified as insiders, including officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information including their name, the relationship to the issuing company, the date of the transaction, the title and amount of the securities involved, and the nature of the transaction (e.g., purchase, sale, gift).

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of insiders, allowing investors to be informed about important transactions that might signal changes in the company's outlook.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's name, relationship to the company, transaction date, type of security, number of securities involved, transaction price, and the nature of the transaction.

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