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PC OPTIONS E TO: Market Regulation SUBJECT: RBO0409 August 26, 2004, All Market Makers FROM: REGULATORY INFORMATION BULLETIN Primary Appointments Pursuant to PC Rule 6.35 Appointment of Market Makers,
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Begin by opening the rbo-04-09 market maker assignmentdoc form on your computer.
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Fill in the first section of the form with your personal information, including your name, address, and contact details.
03
Proceed to the next section and provide details about your company or organization, such as the name, address, and type of business.
04
In the following section, you will be required to enter your company's Market Maker identification number. If you do not have one, contact the appropriate regulatory authority to obtain it.
05
Fill out the remaining sections of the form, including those related to compliance information, equity ownership, and any prior disciplinary activities.
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Once you have completed all the required fields, review the form to ensure accuracy and make any necessary corrections.
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Finally, sign and date the form to certify that the information provided is accurate and complete.

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Individuals who are applying to become market makers on an exchange may need to fill out the rbo-04-09 market maker assignmentdoc form.
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Companies or organizations that wish to participate as market makers in the financial markets may also be required to complete this form.
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Market regulators and regulatory authorities typically require this form to ensure compliance and monitor the activities of market makers.
Note: It is important to consult the specific regulations and guidelines of the relevant regulatory authority to determine if the rbo-04-09 market maker assignmentdoc form is necessary for your situation.
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rbo-04-09 market maker assignmentdoc is a document used to assign a market maker to a specific financial market or security.
Market makers and financial institutions are required to file rbo-04-09 market maker assignmentdoc.
To fill out rbo-04-09 market maker assignmentdoc, one must provide information about the assigned market maker, the financial market or security, and other relevant details.
The purpose of rbo-04-09 market maker assignmentdoc is to designate a market maker for a specific financial market or security to ensure liquidity and efficient trading.
Information such as the name of the market maker, contact details, assigned financial market or security, and any relevant agreements must be reported on rbo-04-09 market maker assignmentdoc.
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2004 PCX reallocated Bijesse X07 misstating OSD 60-days RBO-04-09 Troutman submittal optio hereunder avoidable undersigned omitting acronyms comprise mandated REGULATORY Acronym submitting Pursuant prohibits Exchanges willfully Shareholder instances speci

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