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INTERSTATES
SECURITIESANDEXCHANGECOMMISSION
WASHINGTON, D.C.20549
FORM10Q
QuarterlyreportpursuanttoSection13or15(d)oftheSecuritiesExchangeActof1934forthequarterlyperiodendedSeptember30,2020
OR
TransitionreportpursuanttoSection13or15(d)oftheSecuritiesExchangeActof1934forthetransitionperiodfrom___to
___.
CommissionFileNumber013928
U.S.GLOBALINVESTORS,
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How to fill out quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember302020
01
Obtain the form specified for the quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020.
02
Fill in the required information accurately and completely as per the guidelines provided in the form.
03
Submit the completed form within the specified deadline to the relevant regulatory authorities or stakeholders.
04
Ensure that all financial data and disclosures provided in the report are accurate and comply with regulatory standards.
Who needs quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember302020?
01
Companies listed on securities exchanges
02
Investors and shareholders
03
Regulatory authorities such as the SEC (Securities and Exchange Commission)
04
Auditors and financial analysts
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What is quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember30?
The quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, known as Form 10-Q, provides a comprehensive overview of a company's financial performance for the quarterly period ended September 30.
Who is required to file quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember30?
Publicly traded companies and foreign companies listed on U.S. exchanges that are subject to the reporting requirements of the Securities Exchange Act of 1934 are required to file this quarterly report.
How to fill out quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember30?
To fill out the Form 10-Q, companies must provide financial statements, management discussion, and analysis, disclosures about market risk, and other required information in accordance with SEC regulations.
What is the purpose of quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember30?
The purpose of the quarterly report is to provide transparency to investors and the public about the financial condition and operational performance of the company during the quarter.
What information must be reported on quarterlyreportpursuanttosection13or15dofformsecuritiesexchangeactof1934forformquarterlyperiodendedseptember30?
The report must include financial statements, risk factors, management's discussion and analysis (MD&A), and any material changes in the company's business or financial condition.
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