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CFC FINANCE LIMITED___ 5th April 2024 To, Listing Department BSE Limited P. J Towers, Daley Street, Fort, Mumbai 400 001 Scrip Code: 532284 Sub: Intimation of Postal Ballot Process initiated by the

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How to fill out closure of trading window

01

Notify all employees subject to trading window closure.

02

Cease all trading activities by specified deadline.

03

Maintain records of closure period for compliance purposes.

Who needs closure of trading window?

01

Employees subject to insider trading regulations.

02

Company executives and key personnel.

03

Compliance officers and legal department.

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What is closure of trading window?

Closure of trading window refers to a specific period during which certain individuals are restricted from buying or selling shares of a company's stock in order to prevent insider trading.

Who is required to file closure of trading window?

Individuals who are defined as insiders, such as executives, directors, and employees of the company, are required to file for closure of trading window.

How to fill out closure of trading window?

To fill out a closure of trading window, insiders must complete a specific form provided by the regulatory body, detailing the dates of closure and the reasons for the window closure.

What is the purpose of closure of trading window?

The purpose of closure of trading window is to prevent insider trading and ensure fair trading practices by prohibiting certain individuals from trading during sensitive periods.

What information must be reported on closure of trading window?

Information that must be reported includes the duration of the closure, reasons for closure, and the identities of those affected by the window closure.

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