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CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADING TCI Express Limited [Approved on 22.10.2021]1PREAMBLEThe Securities and Exchange Board of India (SEMI) vide its Notification dated January 15, 2015,
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How to fill out policy-of-prevention-of-insider-trading

01
Identify the key provisions of insider trading laws and regulations applicable to your organization
02
Define what constitutes insider trading within your organization
03
Establish a clear policy prohibiting insider trading and communicating this policy to all employees and stakeholders
04
Implement procedures for monitoring and reporting potential insider trading activities
05
Provide training and education on insider trading prevention for all employees
06
Regularly review and update the policy to ensure compliance with changes in laws and regulations

Who needs policy-of-prevention-of-insider-trading?

01
Any organization that deals in securities or publicly traded assets needs a policy-of-prevention-of-insider-trading
02
This includes publicly traded companies, financial institutions, investment firms, and any other entity with access to non-public information that could be used for insider trading
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The policy-of-prevention-of-insider-trading is a set of guidelines and regulations designed to prevent individuals with access to non-public, material information about a company from trading its stock or disclosing that information to others inappropriately.
Typically, company executives, board members, and certain employees with access to sensitive information are required to comply with and file the policy-of-prevention-of-insider-trading.
To fill out the policy-of-prevention-of-insider-trading, individuals must provide necessary disclosure about their trading activities, identify any material non-public information they have accessed, and confirm their understanding of insider trading laws and company policies.
The purpose of the policy-of-prevention-of-insider-trading is to promote ethical conduct, ensure fair trading practices, protect investors, and maintain trust in the integrity of the securities markets.
Information that must be reported includes the type of insider information accessed, dates of access, the nature of any trades made, and any advisory communications involving the insider information.
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