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REGULATION IN FORCE FROM JANUARY 1, 2014 TO SEPTEMBER 21, 2014 Last amendment in force on January 1, 2014 This document has official status chapter V1.1, r. 39 REGULATION 81102 RESPECTING MUTUAL FUNDS

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Who needs regulation 81-102 respecting mutual?

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Regulatory bodies overseeing mutual funds

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What is regulation 81-102 respecting mutual?

Regulation 81-102 is a rule under Canadian securities law that governs mutual funds, providing guidelines on their operation, disclosure, and compliance to ensure investor protection.

Who is required to file regulation 81-102 respecting mutual?

All mutual funds and their management companies operating in Canada are required to comply with and file documents pursuant to Regulation 81-102.

How to fill out regulation 81-102 respecting mutual?

Filling out Regulation 81-102 involves completing specific forms detailing the mutual fund's investments, disclosures, and financial statements, in accordance with the prescribed guidelines found in the regulation.

What is the purpose of regulation 81-102 respecting mutual?

The purpose of Regulation 81-102 is to ensure the proper management and transparent disclosure of mutual funds to protect investors and maintain the integrity of the securities market.

What information must be reported on regulation 81-102 respecting mutual?

The regulation requires reporting various information including fund performance, management fees, investment objectives, and changes to the fund's structure or operations.

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