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NOTE TO USERS Page(s) missing only; text follows. The manuscript was microfilmed as received.19This reproduction is the best copy available.www.manaraa.comwww.manaraa.comMUTUAL AND HEDGE FUND INVESTMENT
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The new trading strategy refers to a systematic approach adopted by traders to execute trades, which may include algorithmic trading, high-frequency trading, or utilizing advanced analytics to optimize trading decisions.
Entities engaged in significant trading activities, including financial institutions, hedge funds, and proprietary trading firms, are typically required to file information about their new trading strategies with regulatory bodies.
To fill out the new trading strategy form, one must provide detailed descriptions of the strategy's mechanics, risk assessment, compliance measures, and any statistical models used, along with signatures from authorized personnel.
The purpose of filing the new trading strategy is to ensure transparency, enhance market integrity, and allow regulatory authorities to monitor for potential risks or manipulative practices in the financial markets.
Reported information generally includes the trading strategy's objectives, the types of instruments traded, risk management practices, expected market impact, and the technological systems used in execution.
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