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Florida Department of Agriculture and Consumer Services
Division of Consumer Services
STATEMENT OF EXEMPTION
WILTON SIMPSON
COMMISSIONERSection 604.16, Florida Statutes
Rule 5J25.009, Florida Administrative
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What is rule 5j-25?
Rule 5j-25 is a regulation that requires certain financial entities to report specific information regarding their financial activities and compliance status to the relevant regulatory authority.
Who is required to file rule 5j-25?
Entities such as investment advisers, broker-dealers, and other financial organizations that meet specific criteria set forth by the regulations are required to file rule 5j-25.
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To fill out rule 5j-25, the filing entity must provide detailed information including financial data, compliance certifications, and any additional disclosures required by the regulatory framework.
What is the purpose of rule 5j-25?
The purpose of rule 5j-25 is to enhance transparency and accountability in financial reporting, ensuring that all stakeholders have access to accurate information regarding the financial condition of regulated entities.
What information must be reported on rule 5j-25?
The information that must be reported includes financial statements, disclosures related to risk management, compliance issues, and other relevant operational data as mandated by the rule.
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