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CLARK COUNTY, NEVADAANNUAL REPORT
FINANCIAL INFORMATION
AND OPERATING DATA
PURSUANT TO AMENDED SEC RULE 15C212
AS OF JUNE 30, 2022PREPARED BY:Annual Report June 30, 2022Clark County, NevadaTABLE OF
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01
Obtain the necessary documentation and forms for filing under sec rule 15c2-12.
02
Complete the required information on the forms including details about the issuer, securities being offered, and any relevant disclosures.
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Who needs sec rule 15c2-12?
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Entities or individuals involved in the issuance of municipal securities such as underwriters, dealers, and municipal securities issuers.
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What is sec rule 15c2-12?
SEC Rule 15c2-12 is a regulation that requires underwriters of municipal securities to obtain, and provide to investors, certain disclosures about the issuer and the securities being sold, aiming to ensure that investors are adequately informed.
Who is required to file sec rule 15c2-12?
Underwriters of municipal securities are required to file under SEC Rule 15c2-12, as well as issuers of municipal securities who must provide continuing disclosure.
How to fill out sec rule 15c2-12?
To comply with SEC Rule 15c2-12, an issuer or underwriter must submit a written agreement containing the disclosures required by the rule, and ensure that they report any significant events related to the securities.
What is the purpose of sec rule 15c2-12?
The purpose of SEC Rule 15c2-12 is to promote transparency and protect investors by requiring disclosures that provide significant information about the municipal securities market.
What information must be reported on sec rule 15c2-12?
The information that must be reported includes financial information, operating data, and any significant events that may affect the security’s value, such as defaults, rating changes, or tax status changes.
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