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Form 41101F2Information Required in an Investment Fund ProspectusTable of ContentsGeneral Instructions Item 1: Cover Page Disclosure 1.1 Preliminary Prospectus Disclosure 1.2 Required Statement 1.3
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Who needs national instrument 41-101 general?

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Individuals or entities involved in securities trading and distribution in Canada are required to comply with National Instrument 41-101 General.
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This includes investment firms, brokers, dealers, and other financial institutions operating in the Canadian securities market.

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National Instrument 41-101 is a regulatory framework established by Canadian securities regulators that provides guidelines and requirements for the preparation and filing of prospectuses and the disclosure of information to investors.
Issuers of securities, including public companies and mutual funds, are required to file under National Instrument 41-101 when they are offering securities to the public.
To fill out National Instrument 41-101, issuers must follow the form and content requirements specified in the instrument, ensuring to provide all necessary disclosures, financial statements, and risk factors related to the offered securities.
The purpose of National Instrument 41-101 is to enhance investor protection through clear and standardized disclosure of essential information regarding securities being offered, to facilitate informed investment decisions.
The information required includes details about the issuer, the nature of the securities being offered, financial statements, risk factors, use of proceeds, and management discussions, among other disclosures relevant to investors.
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