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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OMB Number: 32350104 Estimated average burden hours
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How to fill out sec 3 initial ownership

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How to fill out sec form 3 initial

01
Determine if you are a director, officer or beneficial owner of a company that is registering securities under the Securities Act of 1933.
02
Complete the required information on Form 3, including your name, title, and relationship to the company.
03
Disclose any transactions involving the company's securities that you have taken part in.
04
Sign and date the form before submitting it to the Securities and Exchange Commission (SEC).

Who needs sec form 3 initial?

01
Directors, officers, and beneficial owners of a company that is registering securities under the Securities Act of 1933 need to fill out SEC Form 3 initial.

What is SEC 3: Initial Ownership of Southwest Airlines Stock Form?

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SEC Form 3 is an initial disclosure form required by the Securities and Exchange Commission (SEC) for individuals who are beneficial owners of a company's equity securities. It reports the initial ownership of securities upon becoming an insider.
SEC Form 3 is required to be filed by company insiders, including officers, directors, and beneficial owners of more than 10% of a registered class of a company's equity securities.
To fill out SEC Form 3, provide identifying information such as your name, address, and relation to the company. Report the title of the securities, the amount owned, and the date of ownership. The form must be signed and submitted electronically through the SEC's EDGAR system.
The purpose of SEC Form 3 is to provide transparency and inform the public of the ownership interests of insiders in a company, ensuring compliance with federal securities laws.
SEC Form 3 requires reporting of the insider's name, the relationship to the company, the title and amount of the securities owned, the date of ownership, and any transactions in the securities.
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