Get the free Form 652. Brokerage CommunicationCompeting Offers, Multiple Representation, Agreemen...
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Brokerage Communication
Form 652for use in the Province of OntarioCompeting Offers, Multiple Representation,
Agreements Relating to Commission/RemunerationThis form is intended to be used for communication
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What is form 652 brokerage communicationcompeting?
Form 652 is a regulatory document used by brokerage firms to report certain communications related to competing services or products in the financial industry.
Who is required to file form 652 brokerage communicationcompeting?
Brokerage firms and registered investment advisors that engage in activities related to communication with clients about competing services must file Form 652.
How to fill out form 652 brokerage communicationcompeting?
To fill out Form 652, firms must provide detailed information regarding the nature of the communication, the parties involved, and the content of the messages. It is recommended to follow the instructions provided by the regulatory authority.
What is the purpose of form 652 brokerage communicationcompeting?
The purpose of Form 652 is to ensure transparency and proper disclosure of communications involving competing brokerage activities, thereby maintaining fair competition in the financial services sector.
What information must be reported on form 652 brokerage communicationcompeting?
Form 652 requires firms to report the date of communication, the type of communication, parties involved, and specifics regarding the competing services discussed.
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