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FORM ADV PART 2B
BROCHURE SUPPLEMENT Brooks Carl White, OFFICE ADDRESS:
100 E. Thousand Oaks Blvd.
Suite 200
Thousand Oaks, CA 91360
Telephone: 8054943416Forum Financial Management, LP
1900 S. Highland
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How to fill out form adv part 2b
How to fill out form adv part 2b
01
Gather all the necessary information and documents required to fill out Form ADV Part 2B.
02
Carefully read and follow the instructions provided in the form.
03
Start by entering the name and contact information of your firm.
04
Provide details about your firm's ownership structure, including any affiliations or relationships with other financial firms.
05
Disclose information about key personnel, such as officers, partners, and directors.
06
Describe the services offered by your firm and the fees charged for those services.
07
Include information about any disciplinary history or conflicts of interest that may exist.
08
Review the completed form for accuracy and completeness before submitting it.
Who needs form adv part 2b?
01
Registered investment advisors (RIAs) who are required to register with the Securities and Exchange Commission (SEC) or state securities regulators.
02
Firms that manage assets on behalf of clients and provide investment advice for a fee.
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What is form adv part 2b?
Form ADV Part 2B is a brochure supplement that provides information about specific individuals who provide investment advice to clients, including their qualifications, experience, and business practices.
Who is required to file form adv part 2b?
Investment advisors that are registered with the SEC or state regulatory authorities are required to file Form ADV Part 2B for certain individuals who deal directly with clients.
How to fill out form adv part 2b?
To fill out Form ADV Part 2B, advisors must include personal information about the individual, such as their education, business background, and any disciplinary history, as well as a description of their investment strategies and services offered.
What is the purpose of form adv part 2b?
The purpose of Form ADV Part 2B is to provide clients with accessible and clear information about the qualifications and background of the advisors who provide them with investment advice.
What information must be reported on form adv part 2b?
The information that must be reported on Form ADV Part 2B includes educational background, professional designations, business experience, fee structure, and any disciplinary actions or sanctions.
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