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FORM ADV PART 2B BROCHURE SUPPLEMENTJohn Joseph Schultz IIIOFFICE ADDRESS: 4200 Preserve Pkwy N Greenwood Village, CO 80121Forum Financial Management, LP 1900 S. Highland Ave. Suite 100 Lombard, IL

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How to fill out form adv part 2b

01

Gather all necessary information such as firm's name, address, contact information, and website.

02

Provide details about any disciplinary actions against the firm or its employees.

03

Describe the firm's investment strategies and services offered.

04

Disclose any conflicts of interest that may exist.

05

Include information about fees and compensation structures.

06

Review the completed form for accuracy and completeness before submitting.

Who needs form adv part 2b?

01

Registered investment advisers in the United States are required to fill out form adv part 2b.

02

It is a regulatory requirement set forth by the Securities and Exchange Commission to increase transparency for clients.

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What is form adv part 2b?

Form ADV Part 2B is a supplemental disclosure document that provides information about the specific individuals who will be providing investment advisory services to clients, including their education, experience, and any disciplinary history.

Who is required to file form adv part 2b?

Investment advisers who are registered with the SEC or state regulators must file Form ADV Part 2B for each individual who provides investment advice to clients.

How to fill out form adv part 2b?

To fill out Form ADV Part 2B, advisers must provide detailed information including the individual's educational background, professional experience, relevant certifications, disciplinary history, and other relevant qualifications.

What is the purpose of form adv part 2b?

The purpose of Form ADV Part 2B is to provide clients with essential information about the qualifications and backgrounds of investment advisers and their personnel, thus enabling informed decisions.

What information must be reported on form adv part 2b?

Form ADV Part 2B requires reporting information such as the individual's educational history, employment history, any professional designations or certifications, and any disciplinary actions that could affect the individual's ability to provide advisory services.

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