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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BOISE RIVER FINANCIAL PLANNINGCRD Number: 326591OtherThanAnnual Amendment

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How to fill out investment adviser registration and

01

Determine the type of investment adviser registration needed (federal or state level)

02

Obtain the necessary forms for registration from the appropriate regulatory authority

03

Complete the forms accurately and thoroughly, providing all required information

04

Submit the completed forms along with any required fees to the regulatory authority

05

Await approval from the regulatory authority before conducting any investment advisory activities

Who needs investment adviser registration and?

01

Investment advisers who provide investment advice for compensation

02

Investment advisory firms that manage client assets or provide financial planning services

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What is investment adviser registration?

Investment adviser registration is the process by which individuals or firms who offer investment advice or manage investment portfolios are officially recognized and authorized by regulatory authorities, ensuring they comply with relevant laws and regulations.

Who is required to file investment adviser registration?

Individuals or firms that provide investment advice for compensation and manage client assets generally must file for investment adviser registration with the appropriate regulatory body, such as the SEC or state regulators.

How to fill out investment adviser registration?

To fill out investment adviser registration, applicants must complete the Form ADV, which includes providing detailed information about the business, management, investment strategies, fees, and any disciplinary history.

What is the purpose of investment adviser registration?

The purpose of investment adviser registration is to protect investors by ensuring that those who provide investment advice are qualified, adhere to professional standards, and are held accountable to regulatory authorities.

What information must be reported on investment adviser registration?

Investment adviser registration requires reporting information such as the advisor's business structure, ownership, services offered, fees, and the background of key personnel, including any disciplinary issues.

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