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Vol. 80 Thursday, No. 53 March 19, 2015, Part II Securities and Exchange Commission mstockstill on DSK4VPTVN1PROD with RULES2 17 CFR Parts 232, 240, 249 Security-Based Swap Data Repository Registration,
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Who needs 17 CFR Parts 232?

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Individuals or entities involved in certain financial activities regulated by the U.S. Securities and Exchange Commission (SEC) may need to comply with 17 CFR Parts 232. These regulations primarily pertain to the electronic filing of various forms or reports, such as annual or quarterly reports, proxy statements, or registration statements.
02
Publicly traded companies listed on U.S. stock exchanges are typically required to file reports and other disclosures with the SEC, thus potentially making them subject to 17 CFR Parts 232. Compliance with these regulations helps ensure transparency and accessibility of financial information to investors and the public.
03
Other entities, such as investment advisers, brokers, or certain market participants, may also fall under the purview of 17 CFR Parts 232 depending on their specific activities and obligations under SEC regulations.
It is important to consult with legal or regulatory experts and review the specific requirements to determine if compliance with 17 CFR Parts 232 is necessary for your particular situation.
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