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FORM ADV
UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS
Primary Business Name: GEORGE HILL ASSET MANAGEMENT, LLC CRD Number: 284489Annual Amendment
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How to fill out exempt reporting adviser era
How to fill out exempt reporting adviser era
01
Determine if you qualify as an exempt reporting adviser (ERA) by meeting the SEC criteria.
02
Obtain a Unique Identifier from the SEC's Investment Adviser Registration Depository (IARD) system.
03
Complete Form ADV Part 1 by providing general information about your firm and its operations.
04
Complete Form ADV Part 2A by disclosing your firm's services, fees, and conflicts of interest.
05
File both completed forms electronically through the IARD system.
Who needs exempt reporting adviser era?
01
Investment advisers who meet the SEC criteria for exempt reporting adviser (ERA) status.
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What is exempt reporting adviser era?
Exempt reporting adviser era refers to the regulatory framework that allows eligible investment advisers to report their activities to the SEC without being required to register as full-fledged investment advisers.
Who is required to file exempt reporting adviser era?
Investment advisers that manage only private funds and have assets under management below a certain threshold, typically less than $150 million, are required to file as exempt reporting advisers.
How to fill out exempt reporting adviser era?
The exempt reporting adviser filing can be completed electronically through the SEC's EDGAR system, requiring information related to the adviser's business, ownership, and regulatory compliance.
What is the purpose of exempt reporting adviser era?
The purpose of the exempt reporting adviser era is to provide the SEC with basic information about advisers while minimizing the regulatory burden on smaller firms that fall within certain thresholds.
What information must be reported on exempt reporting adviser era?
Advisers must report information such as their business structure, the types of clients served, assets under management, and details about the private funds advised.
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