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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: INTEGRITY FINANCIAL PLANNING, INC.CRD Number: 164481OtherThanAnnual

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How to fill out investment adviser brochure

01

Gather all required information such as firm name, background, services offered, fees, and conflicts of interest.

02

Clearly outline the qualifications and experience of the investment adviser and key personnel.

03

Provide details on how the firm manages client assets and the investment strategies used.

04

Include any required disclosures and regulatory information as per SEC guidelines.

05

Design the brochure in a clear and professional manner, making sure it is easy to read and understand.

Who needs investment adviser brochure?

01

Investment advisers who are registered with the SEC or state regulatory authorities are required to provide a brochure to clients.

02

Clients who are considering hiring an investment adviser may also request a copy of the brochure to review before making a decision.

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What is investment adviser brochure?

An investment adviser brochure is a document that provides important information about an investment adviser's business practices, fees, services, and any conflicts of interest, as required by the Securities and Exchange Commission (SEC) regulations.

Who is required to file investment adviser brochure?

Investment advisers registered with the SEC or state regulators are required to file an investment adviser brochure.

How to fill out investment adviser brochure?

To fill out an investment adviser brochure, advisers must disclose their services, fees, investment strategies, conflicts of interest, and any disciplinary history, following the specific format and requirements set forth by the SEC.

What is the purpose of investment adviser brochure?

The purpose of the investment adviser brochure is to provide potential and existing clients with transparent and accessible information about an adviser's business practices, enabling clients to make informed decisions about their investments.

What information must be reported on investment adviser brochure?

The investment adviser brochure must report information such as the adviser's business background, services offered, fees charged, disciplinary history, conflicts of interest, and the types of clients served.

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