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Share khan Limited PORTFOLIO MANAGEMENT SERVICESFORM C Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 (Regulation 14)Ref: COMP/ PMS/ SEMI/ SB/2018005 To, Securities
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How to fill out risk disclosure pms documen

01
Ensure you have a clear understanding of the risks associated with the investment or product mentioned in the document.
02
Read through the risk disclosure PMS document carefully, paying attention to all sections and warnings.
03
Provide accurate and complete information where required, such as personal details and investment amounts.
04
Seek clarification from a financial advisor or the institution providing the document if you have any doubts or questions.
05
Sign and date the document to acknowledge that you have received and understood the risks disclosed.

Who needs risk disclosure pms documen?

01
Investors who are considering investing in a portfolio management service (PMS) or any financial product that carries inherent risks.
02
Financial advisors and institutions providing PMS services to clients.
03
Regulatory authorities and compliance officers who oversee the adherence to risk disclosure requirements.
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The risk disclosure PMS document is a regulatory document that outlines the risks associated with certain investment products or strategies, ensuring that investors are fully informed before making investments.
Investment managers and firms that offer portfolio management services are required to file the risk disclosure PMS document to comply with regulatory requirements.
To fill out the risk disclosure PMS document, one must provide detailed information about the investment strategies, potential risks, and disclosures required by regulatory authorities.
The purpose of the risk disclosure PMS document is to ensure transparency, inform investors about the risks associated with their investments, and fulfill legal obligations.
The information that must be reported includes investment objectives, risk factors, performance expectations, and any potential conflicts of interest.
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