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Effective:10/15/2023Responsible Executives:Daniel P. King, Vice President of Facilities Management
Loren M. Win, Division Director of Facilities Management
Human ResourcesResponsible
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What is responsible executives?
Responsible executives are individuals within a company who are designated to oversee compliance with regulatory requirements and ensure accurate reporting.
Who is required to file responsible executives?
Companies that are subject to specific regulatory requirements or oversight are required to file responsible executives, typically including their highest-ranking officials.
How to fill out responsible executives?
To fill out responsible executives, companies must provide the required identification details of the executives, including name, title, and relevant responsibilities, along with any compliance documentation.
What is the purpose of responsible executives?
The purpose of responsible executives is to ensure accountability for compliance with laws and regulations, providing a clear point of contact within the organization for regulatory inquiries.
What information must be reported on responsible executives?
Information that must be reported includes the names, titles, and responsibilities of the executives, along with any evidence of compliance efforts and relevant disclosures.
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