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Case 1:16cv00103TWPMJD Document 96 Filed 02/07/19-Page 1 of 28 Paged #: 2935 Case: 172521 Document: 00713364377 Filed: 02/06/2019 Pages: 2 (27 of 28)UNITED STATES COURT OF APPEALS FOR THE SEVENTH

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What is rule 4 persons subject?

Rule 4 persons subject refers to individuals or entities that are subject to certain reporting requirements under Rule 4 of the Securities Exchange Act of 1934.

Who is required to file rule 4 persons subject?

Any individual or entity that meets the criteria set forth in Rule 4 of the Securities Exchange Act of 1934 is required to file as a rule 4 persons subject.

How to fill out rule 4 persons subject?

Rule 4 persons subject can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).

What is the purpose of rule 4 persons subject?

The purpose of rule 4 persons subject is to provide transparency and accountability in the reporting of securities transactions.

What information must be reported on rule 4 persons subject?

Rule 4 persons subject must report information such as the type of security traded, the date of the transaction, the price of the security, and the amount of securities traded.

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