Get the free UOB GLOBAL EQUITY SALES LLC Form X-17A-5 Filed 2023-02-27. Accession Number
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SECURITIES AND EXCHANGE COMMISSIONER X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20230227 | Period of Report: 20221231 SEC Accession No. 000122515223000002
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What is uob global equity sales?
UOB Global Equity Sales refers to the process of selling equity securities on a global scale.
Who is required to file uob global equity sales?
Institutions or individuals who engage in global equity sales are required to file UOB Global Equity Sales.
How to fill out uob global equity sales?
To fill out UOB Global Equity Sales, you need to provide detailed information about the equity securities being sold and the global market in which the sales are taking place.
What is the purpose of uob global equity sales?
The purpose of UOB Global Equity Sales is to facilitate the buying and selling of equity securities on a global scale.
What information must be reported on uob global equity sales?
Information such as the type of equity securities, the quantity being sold, the price, and the global market where the sales are taking place must be reported on UOB Global Equity Sales.
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