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DocuSign Envelope ID: B680CFBD0A4846C59F169CE896F4B77AForm 45106F1 Report of Exempt Distribution A. General Instructions 1. Filing instructions issuer or underwriter that is required to file a report

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What is an issuer or underwriter?

An issuer is a company or entity that offers securities to the public, while an underwriter is a financial institution that assists in the sale of these securities.

Who is required to file an issuer or underwriter?

Companies or entities that offer securities to the public, and financial institutions that assist in the sale of these securities, are required to file an issuer or underwriter.

How to fill out an issuer or underwriter?

To fill out an issuer or underwriter, companies or entities must provide detailed information about the securities being offered or sold, as well as information about their financial standing and operations.

What is the purpose of an issuer or underwriter?

The purpose of an issuer or underwriter is to provide transparency and accountability in the sale of securities to the public, and to ensure that investors are informed about the risks and benefits of the investment.

What information must be reported on an issuer or underwriter?

Information such as financial statements, prospectus, risk factors, and other relevant details about the securities being offered or sold must be reported on an issuer or underwriter.

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