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Get the free KOREA INVESTMENT & SECURITIES AMERICA, INC. Form X-17A-5 Filed 2023-02-24. Acces...

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SECURITIES AND EXCHANGE COMMISSIONER X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20230224 | Period of Report: 20221231 SEC Accession No. 000111590023000003
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Korea Investment & Securities is a financial services company in South Korea that offers various investment and securities services.
Individuals and entities who have investments or securities transactions in South Korea are required to file Korea Investment & Securities.
To fill out Korea Investment & Securities, one must provide accurate information about their investment and securities transactions in South Korea.
The purpose of Korea Investment & Securities is to ensure transparency and compliance in investment and securities transactions in South Korea.
Information such as the type of investment, transaction amount, date of transaction, and counterparties must be reported on Korea Investment & Securities.
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