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************************* * * IN THE MATTER OF: * * VALIDEA CAPITAL MANAGEMENT LLC * (CRD NO. 130887) * * * ***************************STIPULATION AND AGREEMENT MATTER NO. ST23202324SWHEREAS, the
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Validea Capital Management LLC is an investment management company that provides advisory services to clients.
Validea Capital Management LLC is required to file with the Securities and Exchange Commission (SEC) as an investment advisor.
Validea Capital Management LLC must fill out Form ADV to register as an investment advisor with the SEC.
The purpose of Validea Capital Management LLC is to manage investments on behalf of clients and provide investment advisory services.
Validea Capital Management LLC must report information such as assets under management, investment strategies, and any conflicts of interest.
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