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This regulation sets out the substantive tests for an issuer to qualify to file a prospectus in the form of a short form prospectus. The purpose of this regulation is to shorten the time period in which qualified issuers can obtain access to the Canadian capital markets through a prospectus offering.

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Anyone who is subject to the regulations outlined in 44-101 would need to fill out this form.

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What is regulation 44-101?

Regulation 44-101 is a regulatory filing requirement imposed by securities regulators.

Who is required to file regulation 44-101?

Entities involved in securities trading, such as investment firms and brokers, are required to file regulation 44-101.

How to fill out regulation 44-101?

Regulation 44-101 can be filled out online through the designated regulatory filing system.

What is the purpose of regulation 44-101?

The purpose of regulation 44-101 is to provide transparency and oversight in the securities trading industry.

What information must be reported on regulation 44-101?

Regulation 44-101 requires reporting of trading activities, investments, and ownership interests.

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