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21101F4 Cessation of Operations Report for Alternative Trading System [F Proposed Lapsed] NATIONAL INSTRUMENT 21101 FORM 21101F4 CESSATION OF OPERATIONS REPORT FOR ALTERNATIVE TRADING SYSTEM 1. Identification:
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Who needs form ats initial operation?
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Anyone who is responsible for the initial operation of an ATS (Automated Trading System) needs to fill out the form ATS initial operation.
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What is form ats initial operation?
Form ATS Initial Operation is a form that must be filed by alternative trading systems (ATS) when they are first launched.
Who is required to file form ats initial operation?
Alternative trading systems (ATS) are required to file form ATS Initial Operation.
How to fill out form ats initial operation?
Form ATS Initial Operation can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).
What is the purpose of form ats initial operation?
The purpose of form ATS Initial Operation is to provide the SEC with information about the new alternative trading system (ATS) before it begins operating.
What information must be reported on form ats initial operation?
Form ATS Initial Operation requires information about the ATS's structure, operations, and compliance measures.
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