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Get the free Proposed MI 52-111 and Companion Policy 52-111CP Reporting on Internal Control Over ...

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June 6, 2005Mr. John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Toronto, ONT M5H 3S8 FAX: (416) 5932318 jstevenson@osc.gov.on.caFOR:Ms. Annemarie Baudouin, Authorize
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Proposed MI 52-111 is a regulatory requirement for certain securities firms.
Securities firms that meet specific criteria are required to file proposed MI 52-111.
Proposed MI 52-111 should be filled out according to the guidelines provided by the regulatory authority.
The purpose of proposed MI 52-111 is to enhance transparency and accountability in the securities industry.
Proposed MI 52-111 requires reporting of certain financial and operational information.
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