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toUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 10K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year
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Any individual or entity that is engaged in the buying, selling, or trading of securities needs to comply with the rules and regulations set forth by the Securities and Exchange Commission (SEC). This includes companies issuing securities to raise capital, brokers and dealers facilitating securities transactions, investment advisers managing clients' assets, and any other market participants involved in the securities industry.
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The Securities and Exchange Commission (SEC) is a government agency responsible for enforcing federal securities laws and regulating the securities industry.
Publicly traded companies, certain private companies, and individuals holding positions in companies with traded securities are required to file with the SEC.
SEC forms can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Information such as financial statements, executive compensation, and other relevant disclosures must be reported on SEC filings.
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