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20222023Leadership Board PLAYBOOK TABLE OF CONTENTS INTRODUCTIONAPPENDIX2 | Letter from Shane Williamson27 | FCA Distinctives3 | Objectives of the Playbook28 | How FCA Work Gets DoneCHAPTER 1: About

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What is fca business plan and?

The FCA (Financial Conduct Authority) business plan outlines the regulatory priorities and initiatives for the upcoming year.

Who is required to file fca business plan and?

Financial firms regulated by the FCA are required to file their business plans.

How to fill out fca business plan and?

Financial firms need to provide detailed information on their business activities, risks, and compliance with regulatory requirements in the business plan.

What is the purpose of fca business plan and?

The purpose of the FCA business plan is to ensure that financial firms operate in a compliant and ethical manner, while also outlining the regulatory focus areas for the upcoming year.

What information must be reported on fca business plan and?

Financial firms must report on their business strategy, risk management processes, financial projections, and regulatory compliance measures in the business plan.

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