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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DIF CRD Number: 291415SEC ERA Final All Sections Rev. 10/20211/13/2022
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What is crd number 291415?
CRD number 291415 is a unique identifier assigned to a financial professional or firm registered with the Securities and Exchange Commission (SEC) or a state regulatory agency.
Who is required to file crd number 291415?
The individual or firm assigned CRD number 291415 is required to file regulatory disclosures and updates as per the regulations set by the SEC or state regulatory agency.
How to fill out crd number 291415?
CRD number 291415 must be filled out accurately with all relevant information related to the financial professional or firm, such as background information, disciplinary history, and registration details.
What is the purpose of crd number 291415?
The purpose of CRD number 291415 is to provide transparency and oversight in the securities industry by ensuring that financial professionals and firms abide by regulatory requirements and maintain proper disclosures.
What information must be reported on crd number 291415?
The information reported on CRD number 291415 includes personal and professional background details, regulatory disclosures, employment history, and licensing information.
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