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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD Number: 13162OtherThanAnnual

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Start by gathering all the necessary information needed to fill out the CRD number 13162.

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Who needs crd number 13162?

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Individuals or entities who are required to provide their CRD number 13162 to regulatory authorities or financial institutions for identification purposes.

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What is crd number 13162?

The CRD number 13162 is a unique identifier assigned to a specific individual or firm in the financial industry.

Who is required to file crd number 13162?

Individuals or firms in the financial industry who have been assigned CRD number 13162 are required to file relevant information with regulatory authorities.

How to fill out crd number 13162?

To fill out CRD number 13162, individuals or firms must provide accurate and up-to-date information about their financial activities and compliance with regulations.

What is the purpose of crd number 13162?

The purpose of CRD number 13162 is to provide regulators and the public with information about individuals or firms in the financial industry, including their qualifications, disciplinary history, and business practices.

What information must be reported on crd number 13162?

Information that must be reported on CRD number 13162 includes personal and professional background, employment history, disciplinary actions, and financial disclosures.

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