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STATE OF CALIFORNIA BUSINESS, CONSUMER SERVICES AND HOUSING AGENCYEDMUND G. BROWN JR., GovernorDEPARTMENT OF BUSINESS OVERSIGHT Ensuring a Fair and Secure Financial Services Marketplace for all Californians

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What is not exempt as agent?

Not exempt as agent refers to a person who is not exempt from filing the necessary paperwork for acting on behalf of another party in a transaction.

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Information such as the name and contact information of the non-exempt agent, details of the transaction, and any relevant documentation must be reported on the not exempt as agent form.

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