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SECURITIES AND EXCHANGE COMMISSIONFORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20110303 | Period of Report: 20101231 SEC Accession No.
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O'Connor Company Securities Inc. is a financial services firm that specializes in the buying and selling of securities on behalf of its clients.
Individuals or entities that engage in transactions involving securities and are affiliated with O'Connor Company Securities Inc. may be required to file relevant documents.
To fill out the O'Connor Company Securities Inc. forms, one must provide accurate information regarding transactions, client details, and compliance with regulatory requirements. Guidance can typically be found in the company's filing instructions or template.
The purpose of O'Connor Company Securities Inc. is to facilitate the trading of securities, provide investment advice, and ensure compliance with financial regulations.
Typically, information regarding transaction details, client identities, and compliance status, including any relevant financial disclosures, must be reported on forms related to O'Connor Company Securities Inc.
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