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SECURITIES AND EXCHANGE COMMISSIONFORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20110225 | Period of Report: 20101231 SEC Accession No.
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Duff Phelps Securities LLC is a securities firm that provides a range of investment banking services.
Any entity or individual that is involved in securities trading or investment activities may be required to file Duff Phelps Securities LLC.
To fill out Duff Phelps Securities LLC, one must provide detailed information about their securities transactions, investments, and related activities.
The purpose of Duff Phelps Securities LLC is to provide transparency and regulatory compliance in the securities industry.
Information such as details of securities transactions, investments, financial statements, and other relevant data must be reported on Duff Phelps Securities LLC.
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