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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012FORMNOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES(Electronic

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Who needs securities and futures ordinance?

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What is securities and futures ordinance?

Securities and Futures Ordinance (SFO) is a legislative framework that regulates the securities and futures markets in Hong Kong.

Who is required to file securities and futures ordinance?

Financial institutions, securities and futures companies, and licensed individuals are required to file securities and futures ordinance.

How to fill out securities and futures ordinance?

Securities and Futures Ordinance can be filled out online through the Securities and Futures Commission (SFC) website.

What is the purpose of securities and futures ordinance?

The purpose of securities and futures ordinance is to regulate and oversee the securities and futures markets to ensure transparency, investor protection, and market integrity.

What information must be reported on securities and futures ordinance?

Information such as financial statements, trading activities, client records, and compliance with regulatory requirements must be reported on securities and futures ordinance.

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