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IN NZ MARKETS DISCIPLINARY TRIBUNALNZMDT 6/2021UNDERNZ Markets Disciplinary Tribunal Rules IN THE MATTER OF breach of NIX Listing Rules 3.1.1 and 3.26.2(c)BETWEEN LIMITED Acting by and through NIX
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Understand the rules and regulations set by the NZ markets disciplinary board.
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Clearly state the incident or violation that occurred and provide any supporting evidence.
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Anyone who has violated the rules and regulations set by the NZ markets disciplinary board.
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Participants in the NZ markets who are required to comply with the disciplinary process.
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NZ markets disciplinary refers to the regulations and rules set by the Financial Markets Authority in New Zealand to ensure the fairness and integrity of the financial markets.
Any individual or entity operating in the financial markets in New Zealand is required to comply with the regulations set by the NZ markets disciplinary.
To fill out in NZ markets disciplinary, individuals or entities must follow the guidelines and instructions provided by the Financial Markets Authority in New Zealand.
The purpose of NZ markets disciplinary is to maintain transparency, promote market stability, and protect investors from fraudulent activities in the financial markets.
Information such as financial transactions, market manipulations, insider trading, and any other activities that violate the regulations set by the Financial Markets Authority in New Zealand must be reported on in NZ markets disciplinary.
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