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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONFORM 4Washington, D.C. 20549 OMB Number:32350287Estimated average burdenSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this

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How to fill out sec form 4

01

Obtain the necessary information required to fill out the SEC Form 4 such as the type of transaction, the date of transaction, the nature of ownership, etc.

02

Access the SEC's EDGAR database or the company's investor relations website to download the SEC Form 4.

03

Fill out the form accurately and completely, ensuring that all required fields are filled in

04

Review the completed form for any errors or discrepancies before submitting it to the SEC

05

Submit the filled out SEC Form 4 to the SEC via the designated filing method such as mail or online submission.

Who needs sec form 4?

01

Executives, directors, and officers of publicly traded companies who have made transactions in company stock are required to fill out SEC Form 4.

02

Beneficial owners of more than 10% of a company's stock are also required to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a form filed with the Securities and Exchange Commission (SEC) to report transactions in company stock by directors, officers, and other insiders.

Who is required to file sec form 4?

Directors, officers, and beneficial owners of more than 10% of a company's stock are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 can be filled out electronically through the SEC's EDGAR system. It requires information on the insider's identity, the details of the transaction, and the company's stock.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and disclose insider trading activities in publicly traded companies.

What information must be reported on sec form 4?

SEC Form 4 requires reporting the insider's name and relationship to the company, details of the transaction (date, size, price), and any related derivatives or options.

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