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Name: Fillable Online Sec Form 4 - Statement of Changes in Beneficial Ownership (2023) Fax Email Print - pdfFiller
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Explore the SEC Form 4 detailing beneficial ownership changes as per the Securities Exchange Act of 1934, filed by James F. Oliviero III for Checkpoint Therapeutics, Inc.

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How to fill out sec form 4

01

Obtain the necessary information such as the issuer's name, the title of the security, and the transaction date.

02

Complete the reporting person's information including their name, address, and relationship to the issuer.

03

Disclose the details of the transaction such as the amount of securities involved, the price per share, and the nature of the transaction.

04

Provide any additional information required by the SEC such as footnotes or explanations for certain transactions.

05

Review the completed form for accuracy and submit it to the SEC within the specified deadline.

Who needs sec form 4?

01

Any individual who is considered a reporting person under SEC rules needs to fill out SEC Form 4.

02

This includes directors, officers, and beneficial owners of more than 10% of a class of the issuer's equity securities.

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What is sec form 4?

SEC Form 4 is a form filed with the Securities and Exchange Commission (SEC) to report transactions in company stock made by directors, officers, and beneficial owners.

Who is required to file sec form 4?

Directors, officers, and beneficial owners of a company are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 must be filled out electronically through the SEC's EDGAR system. It requires information on the transaction details, such as date, price, and quantity of shares.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and ensure the public is aware of any insider trading activity by company insiders.

What information must be reported on sec form 4?

SEC Form 4 requires the reporting of transaction details, such as the date, price, and quantity of shares bought or sold.

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