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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4OMB APPROVAL Washington, D.C. 20549OMB Number:STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box if no longer subject to Section

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How to fill out conditions of rule 10b5-1c

01

Consult with your legal advisor to understand the requirements of rule 10b5-1c.

02

Develop a written plan that specifies the terms of when securities will be bought or sold.

03

Ensure that the plan is entered into in good faith and not as part of a plan or scheme to evade the prohibitions of insider trading.

04

Follow the specified guidelines for executing trades under the plan.

05

Regularly review and update the plan as needed to remain in compliance with rule 10b5-1c.

Who needs conditions of rule 10b5-1c?

01

Corporate executives and insiders who hold material nonpublic information about their company.

02

Individuals who want to establish a defense against allegations of insider trading.

03

Investors who want to legally buy or sell their securities without being accused of insider trading.

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What is conditions of rule 10b5-1c?

Rule 10b5-1c sets the conditions under which insider trading can occur legally.

Who is required to file conditions of rule 10b5-1c?

Company executives and insiders are required to file conditions of rule 10b5-1c.

How to fill out conditions of rule 10b5-1c?

Conditions of rule 10b5-1c can be filled out with the help of a securities attorney or compliance officer.

What is the purpose of conditions of rule 10b5-1c?

The purpose of conditions of rule 10b5-1c is to prevent insider trading by allowing insiders to set up a trading plan in advance.

What information must be reported on conditions of rule 10b5-1c?

Information such as the dates of trades, the quantities of securities to be traded, and the method of trade execution must be reported on conditions of rule 10b5-1c.

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