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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SWS CAPITAL MANAGEMENT, LLCCRD Number: 119043OtherThanAnnual Amendment
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How to fill out sws capital management llc

01
Gather all necessary information such as personal details, financial information, and investment goals.
02
Contact SWSCapital Management LLC either through their website or by phone to request the necessary forms.
03
Fill out the forms completely and accurately, making sure to provide all required information.
04
Review the completed forms to ensure accuracy and sign where indicated.
05
Submit the forms to SWSCapital Management LLC either electronically or by mail.

Who needs sws capital management llc?

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Individuals looking for professional investment management services.
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Businesses seeking guidance on financial planning and investment strategies.
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Anyone wanting to diversify their investment portfolio and maximize returns.
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SWS Capital Management LLC is a financial management firm that provides a range of investment and advisory services to clients, including portfolio management and asset allocation.
Entities or individuals involved in management and operation of the firm who meet certain financial thresholds and regulatory requirements are typically required to file for SWS Capital Management LLC.
To fill out SWS Capital Management LLC forms, one should complete the required documents detailing the company's structure, ownership, financial information, and submit them to the appropriate regulatory agency.
The purpose of SWS Capital Management LLC is to manage investment portfolios for clients, providing strategic advice to help them achieve their financial objectives.
Required information includes the company's financial statements, disclosure of management fees, investment performance data, and details about the firm's operations and compliance.
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